| ... |
SDCOE and AIG
from: Derek McCauley
derek.mccauley@unitedcp.com
to:
sandiegoedreport@gmail.com
date: Fri, Jan 20, 2012 at
11:51 AM
subject: Old HunterGroup
Website Attached to your
domain.
Hello,
I'm inquiring about who I may contact in
regards to a site that is currently brancing off
your website. The URL is http://mauralarkins.
com/files/HunterSDCOEAIGwebpage.html.
Per my company's compliance department
we need to have all information and content
about this firm removed from your site ASAP.
Please contact me when you
receive this if you have any
questions.
Derek McCauley
Technology Associate
500 Newport Center Drive, 2nd
Floor
Newport Beach, CA 92660
www.unitedcp.com
Maura Larkins
from: Maura Larkins
sandiegoedreport@gmail.com
to: Derek McCauley
<derek.mccauley@unitedcp.
com>
date: Fri, Mar 2, 2012 at 5:
44 PM
subject: Re: Old
HunterGroup Website Attached
to your domain
mailed-by: gmail.com
Hi Derek,
I'll get rid of the copyrighted
material, but I believe that the
public has a right to
information about people
and firms that have done
business with San Diego
County Office of Education.
SDCOE has engaged in
some questionable behavior.
Maura
Family Wealth Management
Jeffrey Lysaught, CFP®
Managing Director
Ronald E. Floyd, CFP®
Managing Director
Jim Blommer
Managing Director
Kevin King, CFA
Portfolio Manager
Edwina Seiss
Practice Manager
Ryan Miyamoto, CFP®
Case Manager
Miryana Trgo
Case Manager
Meredith McCall
Administrative Manager
Beth Clarke
Administrative Manager
Kathy Lysaught
Administrative Manager
Jeffrey Lysaught, CFP®
Managing Director
Jeffrey formed The Hunter
Group in 1986. Jeffrey worked
with General Motors, Citicorp,
and Cigna Financial Services.
His certification is as a Certified
Financial Planner™.
Ronald E. Floyd, CFP®
Managing Director
Ron has been consistently
ranked in the top 3% of wealth
advisers with IDS/American
Express which later became
Ameriprise Financial Advisors.
His career began with Lincoln
National Life in 1977.
Jim Blommer, Managing Director
Jim has worked as a Financial
Adviser in the La Jolla area for
over thirty years.
Kevin King, CFA Portfolio
Manager
Kevin joined The Hunter Group
in 2000 after five years as a
Portfolio Analyst for Provident
Capital Corp.
Edwina Seiss, Practice Manager
Edwina began her financial
services career in 1999 as a
broker for Morgan Stanley
Dean Witter in La Jolla.
Edwina graduated from the
University of California San
Diego in Chemistry.
Ryan Miyamoto, CFP® Case
Manager is a graduate of the
University of California, Davis,
with a degree in Economics,
Ryan is a CERTIFIED
FINANCIAL PLANNER™
professional and holds FINRA
Series 7 and 66 securities
registrations and a California
Insurance license.
Miryana Trgo, Case Manager
Miryana graduated from the
University of Croatia with a
major in Economics. She
worked four years in the
Jugobanka Bank and she
worked for the United Nations
from 1993 to 1995. She is most
proud of helping to supervise
the air food relief program in
Sarajevo, Bosnia for the United
Nations where tens of
thousands of people could
have starved.
Meredith McCall, Administrative
Manager
Meredith McCall joined The
Hunter Group in 2002--
Administrative Manager
Beth Clarke, Administrative
Manager
Administrative Manager for Ron
Floyd, CFP since 2000; taking
on additional administrative
duties for The Hunter Group’s
Del Mar office.
Kathy Lysaught, Administrative
Manager
Kathy Lysaught assists The
Hunter Group
United Capital Home | United
Capital Privacy
from: Derek McCauley
derek.mccauley@unitedcp.com
to:
sandiegoedreport@gmail.com
date: Fri, Jan 20, 2012 at
11:51 AM
subject: Old HunterGroup
Website Attached to your
domain.
Hello,
I'm inquiring about who I may contact in
regards to a site that is currently brancing off
your website. The URL is http://mauralarkins.
com/files/HunterSDCOEAIGwebpage.html.
Per my company's compliance department
we need to have all information and content
about this firm removed from your site ASAP.
Please contact me when you
receive this if you have any
questions.
Derek McCauley
Technology Associate
500 Newport Center Drive, 2nd
Floor
Newport Beach, CA 92660
www.unitedcp.com
Maura Larkins
from: Maura Larkins
sandiegoedreport@gmail.com
to: Derek McCauley
<derek.mccauley@unitedcp.
com>
date: Fri, Mar 2, 2012 at 5:
44 PM
subject: Re: Old
HunterGroup Website Attached
to your domain
mailed-by: gmail.com
Hi Derek,
I'll get rid of the copyrighted
material, but I believe that the
public has a right to
information about people
and firms that have done
business with San Diego
County Office of Education.
SDCOE has engaged in
some questionable behavior.
Maura
Family Wealth Management
Jeffrey Lysaught, CFP®
Managing Director
Ronald E. Floyd, CFP®
Managing Director
Jim Blommer
Managing Director
Kevin King, CFA
Portfolio Manager
Edwina Seiss
Practice Manager
Ryan Miyamoto, CFP®
Case Manager
Miryana Trgo
Case Manager
Meredith McCall
Administrative Manager
Beth Clarke
Administrative Manager
Kathy Lysaught
Administrative Manager
Jeffrey Lysaught, CFP®
Managing Director
Jeffrey formed The Hunter
Group in 1986. Jeffrey worked
with General Motors, Citicorp,
and Cigna Financial Services.
His certification is as a Certified
Financial Planner™.
Ronald E. Floyd, CFP®
Managing Director
Ron has been consistently
ranked in the top 3% of wealth
advisers with IDS/American
Express which later became
Ameriprise Financial Advisors.
His career began with Lincoln
National Life in 1977.
Jim Blommer, Managing Director
Jim has worked as a Financial
Adviser in the La Jolla area for
over thirty years.
Kevin King, CFA Portfolio
Manager
Kevin joined The Hunter Group
in 2000 after five years as a
Portfolio Analyst for Provident
Capital Corp.
Edwina Seiss, Practice Manager
Edwina began her financial
services career in 1999 as a
broker for Morgan Stanley
Dean Witter in La Jolla.
Edwina graduated from the
University of California San
Diego in Chemistry.
Ryan Miyamoto, CFP® Case
Manager is a graduate of the
University of California, Davis,
with a degree in Economics,
Ryan is a CERTIFIED
FINANCIAL PLANNER™
professional and holds FINRA
Series 7 and 66 securities
registrations and a California
Insurance license.
Miryana Trgo, Case Manager
Miryana graduated from the
University of Croatia with a
major in Economics. She
worked four years in the
Jugobanka Bank and she
worked for the United Nations
from 1993 to 1995. She is most
proud of helping to supervise
the air food relief program in
Sarajevo, Bosnia for the United
Nations where tens of
thousands of people could
have starved.
Meredith McCall, Administrative
Manager
Meredith McCall joined The
Hunter Group in 2002--
Administrative Manager
Beth Clarke, Administrative
Manager
Administrative Manager for Ron
Floyd, CFP since 2000; taking
on additional administrative
duties for The Hunter Group’s
Del Mar office.
Kathy Lysaught, Administrative
Manager
Kathy Lysaught assists The
Hunter Group
United Capital Home | United
Capital Privacy
Why This Website
Stutz Artiano Shinoff
& Holtz v. Maura
Larkins defamation
SDCOE
CVESD
Castle Park Elem
Law Enforcement
CTA
CVE
Stutz Artiano Shinoff
& Holtz
Silence is Golden
Schools and Violence
Office Admin Hearings
Larkins OAH Hearing
Stutz Artiano Shinoff
& Holtz v. Maura
Larkins defamation
SDCOE
CVESD
Castle Park Elem
Law Enforcement
CTA
CVE
Stutz Artiano Shinoff
& Holtz
Silence is Golden
Schools and Violence
Office Admin Hearings
Larkins OAH Hearing
| ... |
Daniel Lee Puplava, Registered Principal of Escondido, California
Misappropriated signature guarantees on client's forms
11/30/2011
Puplava’s non-registered assistant had access to his signature guarantee stamp...
to approve securities business-related transactions and paperwork that required a
signature guarantee stamp...Puplava did not take back his signature guarantee
stamp or take steps to otherwise secure the stamp to prevent its misuse. ..
The findings also stated that Puplava had customers sign blank securities
business-related forms, including non-brokerage change request forms,
mutual fund transfer forms and securities account forms, and retained
these forms in his customer files contrary to his member firm’s prohibition
against this practice.
Ironically, Puplava sued Barry Alred and Scott Dauenhauer for defamation
for exposing his dealings, and extracted settlements without the truth
ever coming out in a trial.
Also, SDCOE refused to produce public records to a local reporter.
Misappropriated signature guarantees on client's forms
11/30/2011
Puplava’s non-registered assistant had access to his signature guarantee stamp...
to approve securities business-related transactions and paperwork that required a
signature guarantee stamp...Puplava did not take back his signature guarantee
stamp or take steps to otherwise secure the stamp to prevent its misuse. ..
The findings also stated that Puplava had customers sign blank securities
business-related forms, including non-brokerage change request forms,
mutual fund transfer forms and securities account forms, and retained
these forms in his customer files contrary to his member firm’s prohibition
against this practice.
Ironically, Puplava sued Barry Alred and Scott Dauenhauer for defamation
for exposing his dealings, and extracted settlements without the truth
ever coming out in a trial.
Also, SDCOE refused to produce public records to a local reporter.
SDCOE and AIG
| San Diego Education Report |
| SDER |
San Diego
Education Report
Education Report
| SDER |
| SDER |
| SDER |
Dan Puplava fined, broker's license suspended, but he is
kept on by SDCOE as director of Fringe Benefits
Consortium
May 2012
kept on by SDCOE as director of Fringe Benefits
Consortium
May 2012
San Diego Union-Tribune
expose of Dan Puplava
(Union-Tribune San Diego broke
the link to this story. Way to go,
Doug Manchester. Of course,
the old SDUT used to break
links, also.)
Dan Puplava,
self-admitted annuity
gamer (related site)
SDCOE
Stutz Artiano Shinoff &
Holtz v. Maura Larkins
(another Shinoff
defamation suit)
Dan Puplava gifts--Hotel
Stays, Flights and a $400
Bottle of Wine
expose of Dan Puplava
(Union-Tribune San Diego broke
the link to this story. Way to go,
Doug Manchester. Of course,
the old SDUT used to break
links, also.)
Dan Puplava,
self-admitted annuity
gamer (related site)
SDCOE
Stutz Artiano Shinoff &
Holtz v. Maura Larkins
(another Shinoff
defamation suit)
Dan Puplava gifts--Hotel
Stays, Flights and a $400
Bottle of Wine